GEORG
LUKACS AND HIS DEVIL'S PACT
In
the twentieth century it is not
easy for an honest man to
be a literary critic. There are so many more urgent things to be done.
Criticism is an adjunct. For the art of the critic consists in bringing
works
of literature to the attention of precisely those readers who may least
require
such help; does a man read critiques of poetry or drama or fiction
unless he is
already highly literate on his own? On either hand, moreover, stand two
tempters. To the right, Literary History, with its solid air and
academic
credentials. To the left, Book Reviewing—not really an art, but rather
a
technique committed to the implausible theory that something worth
reading is
published each morning in the year. Even the best of criticism may
succumb to
either temptation. Anxious to achieve intellectual respectability, the
firm
stance of the scholar, the critic may, like Sainte-Beuve, almost become
a
literary historian. Or he may yield to the claims of the novel and the
immediate; a significant part of Henry James's critical pronouncements
have not
survived the trivia on which they were lavished. Good reviews are even
more
ephemeral than bad books.
But
there is
yet another major reason why it is difficult for a serious mind, born
into this
troubled and perilous century, to devote its main strength to literary
criticism. Ours is, pre-eminently, the season of the natural sciences.
Ninety
percent of all scientists are alive. The rate of conquest in the
sciences, the
retreat of the horizon before the inquiring spirit, is no longer in any
recognizable proportion to the past. New Americas are found each
day. Hence
the temper of the age is penetrated with scientific values. These
extend their
influence and fascination far beyond the bounds of science in the
classical
sense. History and economics hold that they are, in some central
measure,
sciences; so do logic and sociology. The art historian refines
instruments and
techniques which he regards as scientific. The twelve-tone composer
refers his
austere practices to those of mathematics. Durrell has prefaced his
Quartet by
saying that he endeavors to translate into language and into the manner
of his
narrative the perspective of Relativity. He sees the city of Alexandria in
four dimensions.
This ubiquity of science has brought with it
new modesties and new ambitions. Distrustful of mere impulse, science
demands a
mythology of rigor and proof. In splendid exchange it offers the mirage
of
certitude, of assured knowledge, of intellectual possession guarded
against
doubt. The very great scientist will reject this prospect; he will
persevere in
doubt even at the heart of discovery. But the hope of objective,
demonstrable
truth is always there and it has drawn to itself the most powerful
minds of our
time.
In
literary
criticism there is no promised land of established fact, no Utopia of
certainty. By its very nature, criticism is personal. It is susceptible
neither
of demonstration nor of coherent proof. It disposes of no instrument
more exact
than Housman's beard bristling as the great line of poetry flashed
across his
mind. Throughout history, critics have sought to show that their métier
was a
science after all, that it had objective canons and means of attaining
absolute
truths. Coleridge harnessed his intensely personal, often unsteady
genius to
the yoke of a metaphysical system. In a famous manifesto, Taine
proclaimed that
the study of literature was no less exact than that of the natural
sciences.
Dr. I. A. Richards has underwritten the hope that there is an objective
psychological foundation to the act of aesthetic judgment. His most
distinguished disciple, Professor Empson, has brought to the arts of
literary
criticism the modalities and gestures of mathematics.
But
the fact
remains: a literary critic is an individual man judging a given text
according
to the present bent of his own spirit, according to his
mood or the fabric of
his beliefs. His judgment may be of more value than yours or mine
solely
because it is grounded on a wider range of knowledge
or because it is presented
with more persuasive clarity. It cannot be demonstrated in a scientific
manner,
nor can it lay claim to permanence. The winds of taste and fashion are
inconstant and each generation of critics judges anew. Opinions on the
merits
of a work of art, moreover, are irrefutable. Balzac thought Mrs.
Radcliffe to
be as great a writer as Stendhal. Nietzsche, one of the acutest minds
ever to
concern itself with music, came to argue that Bizet was a more genuine
composer
than Wagner. We may feel in our bones that such views are perverse and
erroneous. But we cannot refute them as a scientist can refute a false
theory.
And who knows but that some future age will concur in judgments which
today
seem untenable? The history of taste is rather like a spiral. Ideas
which are
at first considered outrageous or avant-garde become the reactionary
and
sanctified beliefs of the succeeding generation.
Thus
a modem
critic finds himself in double jeopardy. Criticism has about it
something of a
more leisured age. It is difficult, on moral grounds, to resist the
fierce
solicitations of economic, social, and political issues. If some mode
of
barbarism and political self-destruction is threatening, writing,
essays on
belles-lettres seems a rather marginal pursuit. The second dilemma is
intellectual. However distinguished, a critic cannot share in the
principal
adventure of the contemporary mind—in the acquisition of positive
knowledge, in
the mastery of scientific fact or the exploration of demonstrable
truth. And if
he is honest with himself, the literary critic knows that his judgments
have no
lasting validity, that they may be reversed tomorrow. Only one thing
can give
his work a measure of permanence: the strength or beauty of his actual
style.
By virtue of style, criticism may, in turn, become literature.
The
masters of
contemporary criticism have tried to resolve these dilemmas in
different ways.
T. S. Eliot, Ezra Pound, and Thomas Mann, for example, have made of
criticism
an adjunct to creation. Their critical writings are commentaries on
their own
poetic works; mirrors which the intellect holds up to the creative
imagination.
In D. H. Lawrence, criticism is self-defense; though ostensibly
discussing
other writers, Lawrence
was in fact arguing for his own conception of the art of the novel. Dr.
Leavis
has met the challenge head-on. He has placed his critical powers at the
service
of an impassioned moral vision. He is intent upon establishing
standards of
maturity and order in literature so that society as a whole may proceed
in a
more mature and orderly manner.
But
no one has
brought to the moral and intellectual dilemmas besetting literary
criticism a
more radical solution than Georg Lukacs. In his works two beliefs are
incarnate. First, that literary criticism is not a luxury, that it is
not what
the subtlest of American critics has called "a discourse for
amateurs." But that it is, on the contrary, a central and militant
force
toward shaping men’s lives. Secondly, Lukacs affirms that the work of
the
critic is neither subjective nor uncertain. Criticism is a science with
its own
rigor and precision. The truth of judgment can be verified. Georg
Lukacs is, of
course, a Marxist. Indeed, he is the one major critical talent to have
emerged
from the gray servitude of the Marxist world.
II
In an
essay,
dated 1948, Lukacs put forward a significant analogy. He said that
Newtonian
physics gave to the consciousness of the eighteenth century its
foremost
liberating impulse, teaching the mind to live the great adventure of
reason.
According to Lukacs, this role should be performed in our own time by
political
economy. It is around political economy, in the Marxist sense, that we
should
order our understanding of human affairs. Lukacs himself came to
literature via
economics, as we may say that Aristotle approached drama via a
systematic
inquiry into morals.
Dialectical
materialism holds that literature, as all other forms of art, is an
"ideological superstructure," an edifice of the spirit built upon
foundations
of economic, social, and political fact. In style and content the
work of art precisely reflects its material, historical basis. The
Iliad was no
less conditioned by social circumstance (a feudal aristocracy
splintered into
small rival kingdoms) than were the novels of Dickens which so strongly
reflect
the economics of serialization and the growth of a new mass-audience.
Therefore, argues the Marxist, the progress of art is subject to laws
of
historical necessity. We cannot conceive of Robinson Crusoe prior to
the rise
of the mercantile ideal. In the decline of the French novel after
Stendhal we
observe the image of the larger decline of the French bourgeoisie.
But
where
there is law there is science. And thus the Marxist critic cherishes
the
conviction that he is engaged not in matters of opinion but in
determinations
of objective reality. Without this conviction, Lukacs could not have
turned to
literature. He came of intellectual age amid the chaotic ferocity of
war and
revolution in central Europe. He
reached
Marxism over the winding road of Hegelian metaphysics. In his early
writings
two strains are dominant: the search for a key to the apparent turmoil
of
history and the endeavor of an intellectual to justify to himself the
contemplative life. Like Simone Weil, of whom he often reminds me,
Lukacs has
the soul of a Calvinist. One can imagine how he must have striven to
discipline
within himself his native bent toward literature and the aesthetic side
of
things. Marxism afforded him the crucial possibility of remaining a
literary
critic without feeling that he had committed his energies to a somewhat
frivolous and imprecise pursuit. In 1918 Lukacs joined the Hungarian
Communist
Party. During the first brief spell of Communist rule in Budapest, he
served as political and cultural
commissar with the Fifth Red Army. After the fall of Belá-Kun, Lukacs
went into
exile. He remained in Berlin until
1933 and
then took refuge in Moscow.
There he stayed and worked for twelve years, returning to Hungary
only in
1945.
This
is a fact
of obvious importance. German is Lukacs' principal language, but his
use of it
has grown brittle and forbidding. His style is that of exile; it has
lost the
habits of living speech. More essentially: Lukacs's entire tone, the
fervent,
at times narrow tenor of his vision, mirror the fact of
banishment. From Moscow,
surrounded by a
small coterie of fellow-exiles, Lukacs observed the advance of crisis
over
western Europe. His writings on French and German literature became an
impassioned plea against the lies and barbarism of the Nazi period.
This
accounts for a major paradox in Lukacs' performance. A Communist by
conviction,
a dialectical materialist by virtue of his critical method, he has
nevertheless
kept his eyes resolutely on the past. Thomas Mann saw in Lukacs' works
an
eminent sense of tradition. Despite pressure from his Russian hosts,
Lukacs
gave only perfunctory notice to the much-heralded achievements of
"Soviet
realism." Instead, he dwelt on the great lineage of eighteenth-and
nineteenth-century European poetry and fiction, on Goethe and Balzac,
on Sir
Walter Scott and Flaubert, on Stendhal and Heine. Where he writes of
Russian
literature, Lukacs deals with Pushkin or Tolstoy, not with the
poetasters of
Stalinism. The critical perspective is rigorously Marxist, but the
choice of
themes is "central European" and conservative.
In
the midst
of the apparent triumph of Fascism, Lukacs maintained a passionate
serenity. He
strove to discover the tragic flaw, the seed of chaos, whence had
sprung the
madness of Hitler. One of his works, in itself a strident, often
mendacious
book, is entitled The Destruction of
Reason (1955). It is a
philosophers
attempt to resolve the mystery which Thomas Mann dramatized in Doctor
Faustus.
How was the tide of darkness loosed on the German soul? Lukacs traces
the
origins of disaster back to the irrationalism of Schelling. But at the
same
time he insisted on the integrity and life-force of humane values.
Being a
Communist, Lukacs had no doubt that socialism would ultimately prevail.
He
regarded it as his particular task to marshal toward the moment of
liberation
the spiritual resources inherent in European literature and philosophy.
When
Heine's poems were once again read in Germany, there was
available an
essay by Lukacs building a bridge between the future and the
scarce-remembered
world of liberalism to which Heine had belonged.
Thus
Lukacs
has put forward a solution to the two-fold dilemma of the modern
critic. As a
Marxist, he discerns in literature the action of economic, social, and
political forces. This action follows on certain laws of historical
necessity.
To Lukacs criticism is a science even before it is an art. His
preference of
Balzac over Flaubert is not a matter of
personal taste or fiat. It is an objective determination arrived at
through an
analysis of material fact. Secondly, he has given his writing an
intense
immediacy. It is rooted in the political struggles and social
circumstances of
the time. His writings on literature, like those of Trotsky, are
instruments of
combat. By understanding the dialectic of Goethe's Faust, says Lukacs,
a man is
better equipped to read the sanguinary riddles of the present. The fall
of France
in 1940
is writ large in the Comédie humaine.
Lukacs' arguments are relevant to
issues
that are central in our lives. His critiques are not a mere echo to
literature.
Even where it is sectarian and polemic, a book by Lukacs has a curious
nobility. It possesses what Matthew Arnold called "high seriousness."
III
But in
practice, what are Lukacs' major achievements as a critic and historian
of
ideas?
Ironically,
one
of his most influential works dates from a period in which his
Communism was
tainted with heresy. History and
Class Consciousness (1923) is a rather
legendary affair. It is a livre maudit, a burnt book, of which
relatively few
copies have survived.* We find in it a
fundamental analysis of the "reification" of man (Verdinglichung),
the degradation of the human person to a statistical object through
industrial
and political processes. The work was condemned by the Party and
withdrawn by
the author. But it has led a tenacious underground life and certain
writers,
such as Sartre and Thomas Mann, have always regarded it as Lukacs'
masterpiece.
To
my mind,
however, his pre-eminence lies elsewhere: in the essays and monographs
which he
wrote during the 1930's and 1940's and which began appearing in a row
of
imposing volumes after the end of the war. The essential Lukacs is
contained in
the study of Goethe and His Time (1947),
in the essays on Russian Realism in World Literature (1949), in the
volume
entitled German Realists of the Nineteenth Century (1951), in the book
on
Balzac, Stendhal, and Zola (1952), and in the great work on The
Historical
Novel (1955). To this should be added a number of massive works
of a more strictly philosophic character,
such
as the Contributions to a History of
Aesthetics (1954), and what is
perhaps
Lukacs' magnum opus, the
study of Hegel (the first volume of which
appeared in
1948).
It
is
impossible to give a brief yet adequate account of so great a range of
material. But a number of motifs do stand out as classic enrichments of
our
understanding of literature.
There
is Lukacs'
analysis of the decline of the French novel. He is the foremost living
student
of Balzac and sees in the Comédie
humaine the master edifice of
realism. His
reading of Les Illusions perdues
is exemplary of the manner in which
the vision
of the historian is brought to bear on the fabric of a work of art. It
is this
vision which leads directly to Lukacs' condemnation of Flaubert.
Between Balzac
and Flaubert falls the defeat of 1848. The brightness of liberal hopes
has
faded and France
is moving toward the tragedy of the Commune. Balzac looks on the world
with the
primitive ardor of conquest. The Comédie
humaine built an empire in
language as
Napoleon did in fact. Flaubert looks on the world as through a glass
contemptuously. In Madame Bovary
the glitter and artifice of words has
become
an end in itself. When Balzac describes a hat, he does so because a man
is
wearing it. The account of Charles Bovary's cap, on the other hand, is
a piece
of technical bravado; it exhibits Flaubert's command of the French
sartorial
vocabulary. But the thing is dead. And behind this contrast in the art
of the
novel, Lukacs discerns the transformation of society through mature
capitalism.
In a pre-industrial society, or where industrialism remains on a small
scale,
man's relationship to the physical objects that surround him has a
natural
immediacy. The latter is destroyed by mass-production. The furnishings
of our
lives are consequent on processes too complex and impersonal for anyone
to
master. Isolated from sensuous reality, repelled by the inhumane
drabness of
the factory world, the writer seeks refuge in satire or in romantic
visions of
the past. Both retreats are exemplified in Flaubert: Bouvard et
Pecuchet is an
encyclopaedia of contempt, whereas Salammbô
can be characterized as the
reverie
of a somewhat sadistic antiquarian.
Out
of this
dilemma arose what Lukacs defines as the illusion of naturalism, the
belief
that an artist can recapture a sense of reality by mere force of
accumulation.
Where the realist selects, the naturalist enumerates. Like the
schoolmaster in
Dickens' Hard Times, he
demands facts and more facts. Zola had an
inexhaustible
appetite for circumstantial detail, a passion for time-tables and
inventories
(one recalls the catalogue of cheeses in Le Ventre de Paris). He had
the gusto
to breathe life into a stockmarket quotation. But his theory of the
novel,
argues Lukacs, was radically false. It leads to the death of the
imagination
and to reportage.
Lukacs
does not
compromise with his critical vision. He exalts Balzac, a man of
royalist and
clerical principles. He condemns Zola, a progressive in the political
sense,
and a forerunner of "socialist realism".
Even
more
original and authoritative is Lukacs treatment of the historical novel.
This is
a literary genre to which
Western criticism has given only cursory
attention.
It is difficult to get the range of historical fiction into proper
focus. At
times, its head is in the mythological stars, but more often the bulk
of the
thing is to be found in the good earth of commercial trash. The very
notion
brings to mind improbable gallants pursuing terrified yet rather
lightly clad
young ladies across flamboyant dust-wrappers. Only very rarely, when a
writer
such as Robert Graves intervenes, do we realize that the historical
novel has distinct virtues and a noble tradition.
It is to these that Lukacs addresses himself in a major study, The
Historical
Novel.
The
form arose
out of a crisis in European sensibility. The French Revolution and the
Napoleonic era penetrated the consciousness of ordinary men with a
sense of the
historical. Whereas Frederick the Great
had
asked that wars be conducted so as not to disturb the normal flow of
events,
Napoleon's armies marched across Europe
and
back reshaping the world in their path. History was no longei matter for archives and princes; it had
become the fabric of daily life. To this change the Waverley
novels gave a direct and
prophe
response. Here again, Lukacs is on fresh ground. We do not take Walter Scott altogether seriously. That is
most probably an injustice. If we care to leam how deliberate an artist
Scott
was, and how penetrating a sense of history is at work in Quentin
Durward or The Heart of
Midlothian,
we do best to read a book written in Moscow by a
Hungarian critic.
Lukacs
goes on
to explore the development of historical fiction in the art of Manzoni,
Pushkin, and Victor Hugo. His reading of Thackeray is particularly
suggestive.
He argues that the antiquarian elements in Henry Esmond and The
Virginians
convey Thackeray's critique of contemporary social and political
conditions. By
taking the periwig off the eighteenth century, the novelist is
satirizing the
failsehood of Victorian conventions (what a Marxist calls
zeitgenossische
Apologetik). I happen to believe that Lukacs is misreading
Thaceray.
But his
error is fruitful, as the errors of good criticism usually are, and it
leads to
a most original idea. Lukacs observes that archaic speech, however
deftly
handled, does not in fact bring the past closer to our imaginings. The
classic
masters of historical fiction write narrative and dialogue in the
language of
their own day. They create the illusion of the historical present
through force
of realized imagination and because they themselves experience the
relationship
between past history and their own time as one of live continuity. The
historical novel falters when this sense of continuity no longer
prevails, when
the writer feels that the forces of history are beyond his rational
comprehension. He will turn to an increasingly remote or exotic past in
protest
against contemporaneous life. Instead of historical fiction we find
laborious
archaeology. Compare the poetics of history implicit in The
Charterhouse of
Parma with the erudite artifice of Salammô. Amid
lesser craftsmen than Flaubert this sense of- artifice is
reinforced by the use of archaic language. The novelist endeavors make
his
vision of the past authentic by writing dialogue in what he supposes to
have
been the syntax and style of the relevant period. This is a feeble
device.
Would Shakespeare have done better to let Richard II speak in
Chaucerian
English?
Now
as Lukacs
points out, this decline from the classical conception of the
historical novel
coincides precisely with the change from realism to naturalism. In both
instances, the vision of the artist loses its spontaneity; he is, in
some
manner, alien to his material. As a result, matters of technique become
pre-eminent at the expense of substance. The image of Glasgow in Rob
Roy is historically
perceptive, but more significantly it arises out of the social and
personal
conflicts of the narrative. It is not a piece of antiquarian
restoration. But
that is exactly what the image of Carthage
in Salammbô is. Flaubert has built a sumptuous hollow shell around an
autonomous action; as Sainte-Beuve noted, it is difficult to reconcile
the
psychoogical motivations of the characters with the alleged historical
setting.
Sir Walter Scott believed in the rational, progressive unfolding of
English
history. He saw in the events of his own time a natural consequence of
energies
released during the seventeenth and eighteenth centuries. Flaubert, on
the
contrary, turned to antique Carthage or
Alexandria
because he
found his own epoch intolerable. Being out of touch with the present—he
saw in
the Commune a delayed spasm of the Middle Ages—he failed to achieve an
imaginative realization of the past.
Whether
or not
one agrees with this analysis, its originality and breadth of
implication are
obvious. It illustrates Lukacs' essential practice: the close study of
a
literary text in the light of far-reaching philosophic and political
questions.
The writer or particular work is the point of departure. From it
Lukacs'
argument moves outward traversing complex ground. But the central idea
or theme
is kept constantly in view. Finally, the dialectic closes in,
marshaling its
examples and persuasions.
Thus
the essay
on the Goethe-Schiller correspondence deals primarily with the vexed
topic of
the nature of literary forms. The discussion of Holderlin's Hyperion gives rise
to a study of the crucial yet ambiguous role of the Hellenic ideal in
the
history of the German spirit. In his several considerations of Thomas
Mann,
Lukacs is concerned with what he takes to be the paradox of the
bourgeois
artist in a Marxist century. Lukacs argues that Mann chose to stay
outside the
stream of history while being aware of the tragic nature of his choice.
The
essay on Gottfried Keller is an attempt to clarify the very difficult
problem
of the arrested development in German literature after the death of
Goethe. In
all these instances, we cannot dissociate
the particular critical judgment from the larger philosophic
and social context. Because the argument is so close and tightly woven,
it is
difficult to give representative quotations from Lukacs' works. Perhaps
a short
passage from a paper on Kleist can convey the dominant tone:
Kleist's
conception of passion brings drama close to the art
of the short story. A heightened singularity is presented in a manner
underlining its
accidental uniqueness. In the
short
story this is entirely
legitimate. For that is a literarygenre specifically designed to make
real the
immense role of coincidence and
contingency in human life. But if the
action
represented remains on the level of coincidence... and is given the
dignity of
tragic
drama without
any
proof of its objective necessity, the effect will inevitably be one of
contradiction and dissonance. Therefore, Kleist's plays do not
point to
the
high road of modern drama. That road leads from Shakespeare, via the
experiments of Goethe and Schiller to Pushkin's Boris
Godunow.
Due to the ideological decline of the bourgeoisie,
it had no adequate continuation. Kleist's plays represent an irrational
byway.
Isolated individual
passion destroys the organic relationship between
the fate
of the individual person and social-historical necessity. With the
dissolution
of that
relationship, the poetic and
philosophic foundations of genuine
dramatic conflict are also destroyed. The basis of drama becomes thin
and
narrow, purely
personal and private.... To be sure Kleistian passions
are
representative of a bourgeois society. Their inner dialectic mirrors typical conflicts
of individuals
who have become "windowless monads" in a bourgeois
milieu.
The reference
to Leibniz is characteristic. The quality of Lukacs' mind is
philosophic, in
the technical sense. Literature concentrates and gives concretion to
those
mysteries of meaning with which the philosopher is eminently concerned.
In this
respect, Lukacs belongs to a notable tradition. The Poetics are
philosophic
criticism (drama seen as the theoretic model of spiritual action); so
are the
critical writings of Coleridge, Schiller, and Croce. If the going is
heavy, it
is because the matter of the argument is persistently complex. Like
other
philosopher-critics, Lukacs engages questions that have bedeviled
inquiry since
Plato. What are the primary distinctions between epic and drama? What
is
"reality" in a work of art, the ancient riddle of shadow outweighing
substance? What is the relationship between poetic imagination and
ordinary
perception? Lukacs raises the problem of the "typical" personage. Why
do certain characters in literature—Falstaff, Faust, Emma
Bovary—possess a
force of life greater than that of a multitude of other imagined beings
and,
indeed, of most living creatures? Is it because they are archetypes in
whom
universal traits are gathered and given memorable shape?
Lukacs'
inquiries draw on an extraordinary range of evidence. He appears to
have
mastered nearly the whole of modern European and Russian literature.
This
yields a rare association of tough, philosophic exactitude with
largeness of
vision. By contrast, Dr. Leavis, who is no less of a moralist and close
reader
than Lukacs, is deliberately provincial. In point of universality,
Lukacs' peer
would be Edmund Wilson.
But
there is
an obverse to the medal. Lukacs' criticism has its part of blindness
and
injustice. At times, he writes with acrimonious obscurity as if to
'declare
that the study of literature should be no pleasure, but a discipline
and
science, thorny of approach as are other sciences. This has made him
insensible
to the great musicians of language. Lukacs lacks ear; he does not
possess that
inner tuning-fork which enables Ezra Pound to choose unerringly the
instant of
glory in a long poem or forgotten romance. In Lukacs' omissions of
Rilke there
is an obscure protest against the marvel of the poets language.
Somehow, he
writes too wondrously well. Though he would deny it, moreover, Lukacs
does
incline toward the arch-error of Victorian criticism: the narrative
content, the quality of
the fable, influence his judgment. Its failure to include Proust, for
example,
casts doubt on Lukacs' entire view of the French novel. But the actual
plot of
the Recherche du temps perdu,
the luxuriance and perversities which
Proust
recounts, obviously outrage Lukacs' austere morality. Marxism is a
puritanical
creed.
Like
all
critics, he has his particular displeasures. Lukacs detests Nietzsche
and is
insensitive to the genius of Dostoevsky. But being a consequent
Marxist, he
makes a virtue of blindness and gives to his condemnations an
objective,
systematic value. Dr. Leavis is evidently ill at ease with the works of
Melville. T.S. Eliot has conducted a lengthy and subtle quarrel with
the
poetics of Milton.
But in it, the essential courtesies are observed. Lukacs' arguments go ad
hominem. Infuriated by the world-view of Nietzsche and
Kierkegaard, he
consigns
their persons and their labors to the spiritual inferno of pre-Fascism.
This
is, of course, a grotesque misreading of the facts.
Of
late, these
defects of vision have become more drastic. They mar The Destruction of
Reason and the essays on aesthetics which have appeared
since that time.
Doubtless,
there is a question of age. Lukacs was seventy in 1955 and his hatreds
have
stiffened. In part, there is the fact
that Lukacs is haunted by the ruin of
German and western European civilization. He is searching for culprits
to hand
over to the Last Judgment of history. But above all, there is, I think,
an
intense personal drama. At the outset of his brilliant career, Lukacs
made a
Devil's pact with historical necessity. The daemon promised him the
secret of
objective truth. He gave him the power to confer blessing or pronounce
anathema
in the name of revolution and "the laws of history." But since
Lukacs' return from exile, the Devil has been lurking about, asking for
his
fee. In October 1956, he knocked loudly at the door.
IV
We touch here on
matters of a personal nature. Lukacs' role in the Hungarian uprising
and the
subsequent monasticism of his personal life are
of obvious historical interest.
But they contain an element of private agony to which an outsider has
little
access. A man who loses his religion loses his beliefs. A Communist for
whom
history turns somersaults is in danger of losing his reason.
Presumably, that
is worse. Those who have not experienced it, however, can hardly
realize what
such a collapse of values is like. Moreover, the motives of action in
the
Lukacs case are obscure.
He
accepted
the post of Minister of Culture in the Nagy government. Not, I think,
to be
among the leaders of an anti-Soviet movement, but rather to preserve
the
Marxist character of Hungarian intellectual life and to guard its
radical
inheritance against the reviving forces of the Catholic-agrarian right.
More
essentially, perhaps, because a Lukacs cannot stand to one side of
history even
when the latter assumes absurd forms. He cannot be a spectator. But on
November
3, one day before the Red Army re-conquered Budapest, Lukacs resigned from the
cabinet.
Why? Had he decided that a
Marxist should not oppose the will of the Soviet
Union in which, for better or worse, the future of
dialectical
materialism is incarnate? Was he persuaded to withdraw from a doomed
cause by
friends anxious for his life? We do not know.
After
a period
of exile in Rumania,
Lukacs was allowed to return to his home. But he was no longer
permitted to
teach and his past work became the object of derisive and increasingly
fierce
attack. This attack actually pre-dates the October rising. Hungary had its miniature version of Zhdanov, a
ferocious
little man called Joseph Revai. Originally a pupil of Lukacs, but later
jealous
of the master's eminence, he published a pamphlet on Literature and
Popular
Democracy in 1954. In it, he drew up a Stalinist indictment of
Lukacs'
life-work. He accused Lukacs of having consistently neglected
contemporary
Soviet literature. He charged that Lukacs' concentration on Goethe and
Balzac
was dangerously obsolete. Even a mediocre novel by a Communist,
declares Revai,
is infinitely preferable to a great novel by a reactionary or
pre-Marxist.
Lukacs places "formalistic" literary ideals above class and Party
interests. His style is inaccessible to a proletarian reader.
After
October, these accusations became more strident. Hungarian and East
German
publicists revived the old charges of heresy made against Lukacs' early
writings. They recalled his youthful admiration for Stefan, George and
hunted
down traces of "bourgeois idealism" in his mature works.
Yet the old
man was not touched and through one of those odd, Kafkaesque judgments
sometimes passed by Communist regimes, he was even allowed to publish a
small
volume of essays with a West German press (Wider den missverstandenen
Realismus, Hamburg, 1958).
Lukacs'
relative immunity may have been due to the interest which socialist
intellectuals outside the iron curtain have taken in the case. But
surely, the
more important question is this: how did Lukacs himself regard his
beliefs and
achievements in the light of the October tragedy? Was he drawn toward
the great
limbo of disillusion? Did his gods fail him at the last?
Such
questions
cannot be urged very far without impertinence; they involve that inward
place
of vital illusion which preserves the religious or revolutionary
conscience.
Lukacs' judgment of the Hungarian revolution is contained in a preface
which he
wrote in April 1957: "Important events have occurred in Hungary
and
elsewhere, compelling us to re-think many problems connected with
Stalin's life
work. The reaction to the latter, both in the bourgeois world and in
socialist
countries, is taking the guise of a revision of the teachings of Marx
and
Lenin. This certainly constitutes the principal threat to
Marxism-Leninism." The words seem desperately beside the point. But let
us
keep one thing firmly in mind: to men such as Koestler or Malraux,
Communism
was a temporary expedient of passion. Lukacs' Communism is the
root-fiber of
his intelligence. Whatever interpretation he puts on the crisis of
October 1956
will have been arrived at within the
framework of a dialectical vision of history. A man who has lost his
sight
continues to view his surroundings in terms of remembered images. In
order to
survive intellectually, Lukacs must have hammered out some kind of
inner
compromise; such punitive forays into one's own consciousness are
characteristic
of the Marxist condition. His comment about the threat of revisionism
gives us
a lead. If I interpret him at all accurately, he is saying that the
Hungarian
episode is a final extension, a reductio ad absurdum of Stalinist
policy. But
that policy was a false departure from Marxist-Leninist doctrine and
the
violence of its enactment merely proves its bankruptcy. Therefore, the
proper
response to the Hungarian disaster does not imply an abandonment of
Marxist
first principles. On the contrary, we must return to those principles
in their
authentic formulation. Or as one of the insurrectionist leaders put it:
"Let us oppose the Red army in the name of the Leningrad workers' Soviet of 1917;'
Perhaps
there is in this idea that old and most deceptive dream: Communism
divorced
from the particular ambitions and obscurantism of Russian domination.
Lukacs
has
always held himself responsible to history. This has enabled him to
produce a
body of critical and philosophic work intensely expressive of the cruel
and
serious spirit of the age. Whether or not we share his beliefs, there
can be no
doubt that he has given to the minor Muse of criticism a notable
dignity. His
late years of solitude and recurrent danger only emphasize what I
observed at
the outset: in the twentieth century it is not easy for an honest man
to be a
literary critic. But then, it never was.
G. Steiner
[* History
and Class
Consciousness is now available in French. It is also being re-published
in the
West German edition of Lukacs' collected writings, together with other
early
works. These are among his finest philosophic achievements and show him
to be
the true predecessor to Walter Benjamin. The cultural authorities in
the East
allow such Western publication of heretical but prestigious Marxist
books; a
characteristic touch of "Byzantine policy.]